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Calabazas Creek Research, Inc. is involved in a variety
of hardware development programs funded by the Department of Energy, the Department
of Defense, the National Science Foundation and the National Aeronautics and Space
Administration. The hardware development activity is focused on extending the
state of the art in high power microwave generation, transmission, and efficiency.
Programs include:
RF Sources
High Energy Physics
Fusion Related Technology
Defense, Space, and Homeland Security
Advanced Cathodes
Creek Research, Inc. is developing advanced, high current density cathodes capable of lifetimes of
hundreds of thousands of hours of operation. The approach is to combined a controlled porosity
emitter with a reservoir of material designed to reduce the work function. CCR developed a technique
for sintering small diameter tungsten wires to form a matrix of pores in a hexagonal pattern through
the tungsten material. This material is sliced to form a cap over a reservoir of barium carbonate,
calcium carbonate, and aluminum carbonate. The thickness of the cap can be selected to provide the
diffusion rate of the barium compound required for the current density required. This optimizes the
operation to achieve uniform electron emission with extremely long lifetime.
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Figure 1. Face of tungsten emitter |
Figure 2. Miram Plot |
Figure 3. PWFD of CCR cathode with comparison
to typical M-type cathode |
Figure 1 shows a photograph of the sliced tungsten material with the uniform array of pores. Cathodes
using this material are being fabricated and tested. Figures 2 and 3 show a typical Miram Curve and
Practical Work Function Distrbution (PWFD) plot. The work function is as good as or better than that
for “Best of Class” M-type cathodes. It also indicates that the work function is uni-function up to
60% of the space charge limited current. This performance has never been demonstrated in previous
cathodes. Note also that the work function appears to improve with increasing current density.
Life testing is current in progress. The initial cathode has accumulated more than 5,000 hours of
operation with the performance continuing to improve. As additional cathodes are built and tested, they
are being installed in a Life Test Station.
Efforts are in progress to determine the maximum current density capability. This requires redesign of
the test device at support higher voltage operation. The heater stem is also being modified to allow
higher temperature operation. A cathode is also being fabricated that will incorporate scandium in the
reservoir mix. If scandium can be efficiently transported to the emission surface with the barium compound,
this could significantly lower the work function and consequently the operating temperature.
| [1] |
R.L. Ives, L.R. Falce, S. Schwartzkopf, and R. Witherspoon, “Controlled Porosity Cathodes from
Sintered Tungsten Wires, IEEE Trans. On Electron Devices, Vol. 52, No. 12, pp. 2800-2805 (December 2005). |
| [2] |
Lawrence Ives, Lou Falce, George Collins, David Marsden, George Miram, Kim Gunther, Marc Curtis,
Steve Schwarzkopf, Ron Witherspoon, “Performance of Tungsten Wire Cathodes,” 2009 IEEE Intern.
Vacuum Electronics Conference, Rome, Italy, pp, 528-529, April 2009. |
R.L. Ives, "Microfabrication of high-frequency vacuum electron devices," IEEE
Transactions on Plasma Science, Part 1, Vol. 32 Issue 3, pp. 1277-1291 (June 2004).
10 MW, W-Band Gyroklystron for W-Band Accelerator Research

Calabazas Creek Research, Inc., in association with the University of Maryland, developed
a 10 MW gyroklystron at 91.392 GHz for W-Band accelerator research. The device
is designed to produce 1 microsecond pulses at 120 Hz with an efficiency of approximately
40% and a gain of 55 dB. A magnetron injection gun produces a high-quality, 55
A beam at 500 kV that interacts with a six cavity, frequency doubling microwave
circuit. A super conducting magnet produces a 28 kG magnetic field in the gun
region with a separate coil for controlling the field in the gun region.
The input cavity and the first buncher cavity interact at the first harmonic in
the TE011 mode; all other cavities interact near the second harmonic in the TE021
mode. The walls of the first five cavities are formed by abrupt radial transitions.
Mode conversion in the three harmonic buncher cavities from the TE02 mode to the
TE01 mode is minimized by adjusting the cavity length to provide destructive interference.
Following extraction from the output cavity, the RF is converted to a mixed TE01/TE02
mode combination. This allows transmission across radial gaps in the collector
and redirection using a right angle miter bend. The bend prevents secondary and
reflected primary electrons from reaching the single disk, ceramic, output window.
Assembly of the gyroklystron was successfully completed in November 2002.
It is available for testing of high-power components or systems. Interested parties
should contact Dr. Lawrence Ives.
This program was funded by U.S. DOE Small Business Innovation Research Grant
Number DE-FG03-99ER82754. Development was supported by U.S. Department of Energy
Grant No. DE-FG03-99ER82754.
W. Lawson, R.L. Ives, M. Read, M. Mizuhara and J.M. Neilson, "18. “Design of a 10-MW,
91.4-GHz frequency-doubling gyroklystron for advanced accelerator applications,” IEEE
Transactions on Plasma Science, Vol. 29 Issue 3, pp. 545-558 (Jun. 2001).
50 MW, X-band Multiple Beam Klystron
CCR is developing a high efficiency, 50 MW, X-band, multiple beam klystron (MBK) that uses an eight-beam
multiple beam gun. The beam voltage is 185 kV with a beam current of 59 A and a pulse length of 3
microseconds. The design includes electron gun, circuit, solenoid, collector, and input and output
windows.
The effort included development of computational design methodologies to support multiple beam operation
and analyzing several circuit design configurations to determine those capable of providing the specified
power and frequency with efficiency greater than 50%.
Multiple beam klystrons provide higher efficiency and greater bandwidth than single beam devices. Such
devices have a number of defense applications, including radar and electronic counter measures. They are
also applicable for scientific, medical and industrial accelerators.
Images to the left and right show a photograph following successful assembly and a sliced model to the tube. The tube is
now under test at Brookhaven National Laboratories.
This research is funded by U.S.
Department of Energy Grant No.s DE-FG02-03ER83827 and DE-FG03-00ER82964.
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High Power Microwave and Millimeter-wave Windows and Waveguide Components

CCR develops high power microwave windows and waveguide components for scientific, defense, and industrial
applications. Waveguide components were developed for the Next Linear Collider at X-Band and for several
accelerator systems at S-Band. Windows have been designed and fabricated at frequencies from 700 MHz to
700 GHz at power levels from milliwatts to Megawatts. CCR also designs and produces other components,
including mode converters, waveguide bends, quasi-optical launchers, and vacuum pumpouts. The company has
experience with several window materials, including high purity alumina, single crystal sapphire, silica,
mica, and chemically vapor deposited diamond. CCR developed CASCADE for designing waveguide components
and microwave windows and SURF3D/LOT for designing quasi-optical launchers and mirror systems.
This research supported by U.S. Department of Energy Grants DE-FG03-97ER82343, DE-FG03-00ER82965,
DE-FG02-05ER84181, DE-FG03-99ER82754, DE-FG03-00ER82964, DE-FG03-02ER83378, DE-FG03-02ER83379,
DE-FG02-05ER84181, DE-FG02-05ER84350, NASA contract NAS3-00079, and U.S. Air Force contract
F29601-03-C-0049.
Low emittance accelerator electron gun
CCR recently completed and delivered a low emittance, gridded electron gun system for an accelerator injector.
The gun operated at 90 kV and generated 1 ns pulses in a 10 sec macropulse. Each micropulse delivered 1 A of
beam current. CCR built and tested the electron gun system, which included the control electronics, heater
power supply, grid pulser, grid bias supply, and interface circuitry. CCR did not provide the 90 kV power
supply. The measured emittance was 2.5 mm-mrad, which exceeded the requirement of less than 10 mm-m-rad.
The photograph at the left shows the electron gun sealed for shipping and the photograph to the right shows the
major components in the high voltage floating deck. This interfaces to a console control deck using the
orange fiber optic cables shown in the floating deck.
M.E. Read, R.L. Ives, D. Marsden, and G. Collins, “Design and Test of a 90 kV, Low Emittance, Gridded Gun,”
2009 Vacuum Electronics Conference, Rome, Italy, pp. 181-182, April 2009.
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200 kW CW, 350 MHz Multiple Beam Inductive Output Tube
CCR is funded by the U.S. Department of Energy to develop a 350 MHz multiple beam inductive output tube (MBIOT)
for accelerator applications. IOT typically operate with efficiencies approaching 70%, which make them ideal
accelerator sources at moderate power levels. The power level is typically limited by the output power of the RF
driver, since the IOT gain is typically limited to less than 24 dB. The multiple beam approach allows a significant
reduction in the beam voltage. This facilitates use of production guns designed for lower power IOTs as well as a
considerable cost saving for the power supply.
The goal of the program is to achieve 200 kW CW with a gain of 30 dB using seven electron beams driving a single,
fundamental mode output cavity. The operating voltage will be 30 kV.
The computational design is nearing completion and parts fabrication is in progress. Testing is scheduled for spring
2010.
This research is supported by U.S. Department of Energy Grant No. DE-FG02-07ER84876.
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Annular Beam Kylstrons
Calabazas Creek Research, Inc. has two research programs focusing on development of annular beam klystrons (ABKs).
Annular beam klystrons posses many of the advantages of sheet beam klystrons without the expense and complication
of 3D design and fabrication. One can think of ABKs as sheet beam klystrons rolled into a cylinder. The advantage
is that cylindrically symmetric components are much easier and less expensive to design and fabricate. This can be
a significant advantage for accelerator systems where hundreds of RF sources may be required.
CCR began ABK research with a 200 MW development at L-Band. That program is nearing completion, and a photo of the
klystron is shown at the right. This device is designed to operate at 500 kV and generate microsecond pulses of
RF power.
The U.S. Department of Energy recently awarded another program to CCR to develop a 10 MW, 1.3 GHz ABK. This device
will be targeted for the International Linear Collider. It is anticipated that the klystron will operate around 120
kV.
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Doubly Convergent Multiple Beam Gun
Calabazas Creek Research, Inc. is working with the Center for Research in Scientific
Computation at North Carolina State University to develop doubly convergent multiple
beam guns. Successful development would allow generation of high levels of RF power
while still using fundamental mode circuits and low current density, long life
cathodes. Multiple beam guns reduce the operating voltage over single beam guns while
increasing bandwidth and efficiency. Doubly convergent guns result in beam compression
toward the local axis of each cathode and compression of the ensemble of beams toward
the device axis. Conservation of angular momentum, however, causes beams compressed
toward the device axis to spiral about the axis. Fabrication of a klystron circuit with
spiraling beams is currently impractical.
This research is applying modern computer optimization techniques to compensate for
angular momentum effects and provide non-spiraling beams through the RF circuit. Results
to date successfully derived a design meeting this goal for a very small beam shifted a
few millimeters from the device axis. Figure 1 shows the effects of the compensation. The
program is now focused on increasing the beam size and shifting the beams several
centimeters from the axis. The goal is to develop a multiple beam electron gun for a 20 MW,
L-Band klystron suitable for accelerator applications.

Figure 1. Plots of beam propagation without compensation (left) and after compensation (right).
The plots on the left show beam spiraling through the circuit region (40-80 mm), while the plots on the
right show propagation parallel to the device axis.
200 MHz, 35 MW Multiple Beam Klystron (MBK)
Calabazas Creek Research will be funded by the U.S. Department of Energy to develop
a 200 MHz, 35 MW, multiple beam klystron. The device will be targeted for acceleration
and ionization of a muon collider, but there are several potential applications in this
frequency range. An MBK uses multiple beams propagating in individual beam tunnels to
reduce spaced charge and lower the accelerating voltage. This allows a major reduction
in size while also improving efficiency and reducing the cost of the power supplies and
support hardware and facilities. The research builds on previous design of a 5 MW MBK
at this frequency. A solid model of that design is shown below.
The image to the right shows a solid Model of 5 MW, 200 MHz multiple beam klystron. |
Improved Magnetron Injection Guns

Large diameter magnetron injection guns are a key component in high power gyrotrons
for fusion energy research and defense applications. Because these guns operate
temperature limited, azimuthal emission uniformity is a significant problem. Guns
with 6:1 variations in emission current have been measured and 1.5:1 and 2:1 are
not uncommon. Emission non-uniformity can lead to reduced RF efficiency and
excessive heating the collector.
CCR was funded to develop advanced guns with improved temperature and work
function uniformity. A cathode – heater configuration was developed that utilized
a free standing heater to allow adjustment of the temperature profile and
elimination of a major failure component. Equipment was also developed to measure
the work function and temperature uniformity of production guns.
This research was supported by DE-FG03-01ER83196 and DE-FG02-04ER83918.
2 MW CW Waterload for Gyrotrons
CCR is funded to develop a 2 MW CW waterload for high power gyrotrons used for
electron cyclotron heating of tokamak plasmas. CCR currently produces a 1 MW CW
waterload used in Europe , Japan, Korea, and the United States. These loads are
crucial to development of high power gyrotrons. Gyrotrons generate Gaussian beams
that are transmitted in overmoded waveguide or quasi-optically in mirror systems.
The waterload must dissipate high levels of RF power without electrical arcs or
thermal problems.
CCR waterloads use a unique rotating reflector to distribute the RF power uniformly
inside the load. RF loss material absorbs the power and converts it to heat, which
is removed by water cooling. The goal is to distribute the power so that there are
no regions subjected to damaging temperatures. Since the interior is highly
overmoded, there is the potential in a static load to generate regions of
constructive or destructive interference. This problem is addressed with the
rotating reflector, which continuously changes the distribution of power in
the load.
The new program will refine the distribution of loss material in the waterload and
incorporate a more effective technique for distributing the RF power. This will insure
more uniform power distribution and eliminate leakage of RF power back through the
input port. The new configuration will facilitate vacuum pumping and incorporate
advanced optical diagnostics and protection devices.
This research is funded by the U.S. Department of Energy. |
Figure 1. MW CW Waterload for Gyrotrons |
Active Denial Gyrotron

CCR is developing a 30 kW CW, 95 GHz gyrotron for the U.S. Department of Defense’s Active
Denial System. The gyrotron will operate at the 3rd harmonic of the operating mode, reducing
the magnetic field requirement and allowing use of a permanent magnet. All current active
denial gyrotrons require a superconducting magnet. This significantly increases the turn on
time required, as the superconducting magnet requires hours to achieve operating temperature.
A permanent magnet gyrotron would require only minutes to turn on.
Since operation at the third harmonic is considerably less efficient than first harmonic
operation, the gyrotron requires a 2-stage depressed collector to recover the lost efficiency.
This reduces the input power requirement and power dissipation in the collector. The challenge
was to incorporate the entire gyrotron within the permanent magnet. This requires the magnet to
be assembled around the gyrotron. Design of the gyrotron is complete and testing is scheduled
for fall 2009.
The magnet itself represented a significant technological challenge, due to the precise field
profile required by the gyrotron. The magnet was designed and fabricated by Dexter Magnetic
Technologies, Inc. A photograph of the magnet is shown at the right.
This program is funded by U.S. Air Force contract FA9451-07-C-0010 and U.S. Navy contract
N00024-08-C-4112.
Jeffrey Neilson, Mike Read, Lawrence Ives, “Design of a Permanent Magnet Gyrotron for Active Denial
Systems,” 2009 Intern. Vacuum Electronics Conference, Rome Italy, pp. 92-93, April 2009.
Terahertz Backward Wave Oscillators
 CCR
is developing the next generation of terahertz tunable Backward Wave Oscillators
(BWOs). Successful development will result in devices that require significantly
less input power, require less cooling, and have reduced weight and higher mode
purity than sources now available. These will be the first BWOs with a depressed
collector, spent-beam, energy recovery system, which will reduce the prime beam
power requirement and allow air cooling instead of water cooling. The BWOs will
include mode converters between the slow wave structure and the overmoded output
to allow for single mode operation. Finally, advanced permanent magnet technology
will reduce the magnet and system weight. BWOs are presently used for
ground based atmospheric sensing of trace chemicals, testing of solid state sensors,
and basic spectroscopy research. CCR's innovative developments will allow these
devices to be used for airborne or space atmospheric sensing missions, and will
reduce the cost and complexity, making their unique tunability and output power
capability more accessible to both private and government laboratories. A prototype
600-700 BWO is under construction and will be ready for testing in late 2003.
This research is funded by the National Aeronautics and Space Administration
through SBIR Grant number NAS3-01014.
W-band Meander Line Traveling Wave Tubes
CCR
and UW are also currently developing a W-band (82-85 GHz) TWT based on a planar,
meander line circuit. The goal of this US Army supported program is to
develop a device that clearly demonstrates micro-fabrication. The meander line
circuit and coupler are shown below wherethe circuit transitions directly into WR-10 waveguide
as an E-field probe to excite the waveguide.The circuit includes a metallized meander line
trace on a dielectric substrate.
The
meander line circuit offers excellent electrical performance in addition to the
fabrication advantages associated with planar circuits.For the same operating specifications at 83.5
GHz, it offers one third the saturated length, and an RF efficiency 49% higher
compared to the folded waveguide circuit. The prototype TWT will include a single
section of circuit with about 15 dB of gain to demonstrate the concept.The TWT is presently being developed using the same electron gun, window,
collector and focusing designs as the fwg TWT program described above.
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Cut through view of back to back section of meander line circuit and couplers showing waveguide block, meander line circuit and E-field probes |
The
program is pursuing two different versions of the circuit- diamond and silicon
substrates.The diamond circuit fabrication
involves laser machining the meander line pattern directly into a block of CVD
diamond.The silicon circuit fabrication
involves using deep reactive etching ion (DRIE) to form the meander line pattern
into silicon.Both are followed by selective
metallization of the meander line trace.
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Meander line TWT circuits before metallization. Laser cut diamond by Oxford Lasers, Inc. (left) and DRIE silicon by University
of Wisconsin (right). |
Meander line TWT circuit assembly
This research was supported by U.S. Army contract W911NF-04-C-0112.
Terahertz Traveling Wave Tube Amplifier
CCR in collaboration with the University of Wisconsin, Madison, is developing a traveling wave tube
amplifier (TWTA) to produce up to 360 mW peak power at 650 GHz. The program specified a power supply
operating at 12 V DC drawing less than 1 A. Two applications were identified. 1) terrestrial
stand-off imaging/detection at the 20-50 meter range, and 2) upper atmosphere imaging/detection via
satellite or look down detection at the upper altitudes (above troposphere).
The interaction circuit includes an etched substrate with selective metallization along the ladder rungs.
The substrate is a layered structure of fused silica and silicon, which undergoes three etching steps of
different depths to form the circuit, waveguides, and RF choke. A top copper piece cut using electro-
discharge machining (EDM) completes the circuit by providing a beam tunnel and half of the input/output
waveguides. The input and output signals are coupled in and out of the TWT quasi-optically using
asymmetrically tapered, pyramidal horn antennas with 23 dBi directivity. The electron beam is an 8 mA,
12 kV beam with a cross section of 70 microns by 160 microns traveling with lower edge 5 microns above
the circuit. The figure to the right shows a solid model of the major TWT components surrounded by the focusing
magnet.
The circuit fabrication is underway. Assembly and testing of the TWTA will commence upon its completion.
This research is supported by the Air Force Office of Scientific Research Contract Number FA9550-07-C-0027.
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THz Gyrotron
CCR is developing a gyrotron to produce up to 5 kW pulses at various frequencies from 600 GHz to 2 THz. The
operating mode at 1 THz is TE15,4, and the magnetic field is 37.6 Tesla. The field is provided by a pulsed
magnet with a repetition frequency up to 2 Hz. By reducing the magnetic field, lower order modes can be
excited. Frequencies to 2 THz will be generated using the second harmonic. The development program includes
the design of the electron gun, cavity, magnet and its power supply, output structure and output window. A
solid model of the gyrotron is shown at right.
The magnet is the most novel component and the most challenging. The solenoid is wound from foil, allowing axial
heat conduction. Thermal modeling indicates that a pulse repetition rate of about 2 Hz is possible. A photograph
of the solenoid is shown at left. The solenoid is currently being tested, and test of the gyrotron is scheduled
for fall 2009.
This research is supported by the Office of Naval Research, Contract #NOO173-07-C-2085.

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